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DASH Regulatory Technologies’ 360R Broker-Dealer Regulatory Capital Compliance Suite Receives SOC 1 Type II Attestation Date 01/03/2021 DASH Regulatory Technologies – the regtech-focused affiliate of U.S. options technology and execution services provider DASH Financial Technologies – today announced that its SaaS-based DASH 360R platform has received its SOC 1 Type II attestation.  The SOC 1 Type II (System and Organization Controls) audit of DASH 360R was completed by a “Big Four” global accounting firm under the attestation standards established by the American Institute of Certified Public Accountants (AICPA).   DASH 360R is the next-generation of the industry-leading LDB platform, which scores of broker-dealers depend on for U.S. regulatory capital calculation and reporting compliance. DASH Regulatory Technologies undertook the SOC 1 Type II process to specifically address the needs of DASH 360R customers and their auditors who rely on the effectiveness

Big fourVenu palaparthiAmerican institute of certified public accountantsOrganization controlsAmerican instituteCertified public accountantsRisk based haircutFixed income haircutReverse repurchaseRisk based marginOption margin optimizerSecurity allocation information engineSupplemental inventory scheduleTechnologie managing directorபெரியது நான்குவேணு பலபபர்த்தி