Centaurus Energy Inc: Centaurus Provides Fourth Update on 2020 Annual Financial Statement Filings
Centaurus Energy Inc. (TSXV: CTA) (OTCQB: CTARF) (
Centaurus or the
Cease Trade Orders for Continuous Disclosure Defaults (
NP 12-203 ). As previously stated in the Company s press releases dated April 26, 2020 and May 4, 2021, the Company will be delayed in the filing of its audited annual financial statements, accompanying management discussion and analysis and related CEO and CFO certifications for the year ended December 31, 2020 (the
Annual Filings ) and the Company applied for and was granted a management cease trade order in respect of the delayed Annual Filings (the
MCTO ) by the Alberta Securities Commission. The MCTO prohibits the CEO and CFO of the Company from trading in the Company s securities for so long as there are filings that are outstanding under applicable securities laws. The MCTO does not affect the ability of the general investing public to trade in t
CORRECTION: Canadian Overseas Petroleum Limited Provides Third Bi-Weekly Status Report and Announces Application for Extension of Management Cease Trade Order
Management Cease Trade Orders (
NP 12-203 ).
MCTO Notice ) disclosing that it had voluntarily applied to the Alberta Securities Commission (the
ASC ) for a management cease trade order (
MCTO ) as it was not able to complete and file its unaudited interim financial statements and the applicable CEO and CFO certifications in respect of such filings for the period ended March 31, 2021 (collectively the
Interim Filings ) by the filing deadline of May 17, 2021. On May 27, 2021 the Company announced that the ASC granted the MCTO on May 18, 2021 provided that the Company issue a bi-weekly default status report every two weeks, in accordance with NP 12-203, during the period of the MCTO. The Company provided its first bi-weekly status report in its May 27, 2021 news release and a second bi-weekly status report on June 10,
Canadian Overseas Petroleum Limited Provides Third Bi-Weekly Status Report and Announces Application for Extension of Management Cease Trade Order
Company ) (CSE:
Management Cease Trade Orders (
NP 12-203 ).
MCTO Notice ) disclosing that it had voluntarily applied to the Alberta Securities Commission (the
ASC ) for a management cease trade order (
MCTO ) as it was not able to complete and file its unaudited interim financial statements and the applicable CEO and CFO certifications in respect of such filings for the period ended March 31, 2021 (collectively the
Interim Filings ) by the filing deadline of May 17, 2021. On May 27, 2021 the Company announced that the ASC granted the MCTO on May 18, 2021 provided that the Company issue a bi-weekly default status report every two weeks, in accordance with NP 12-203, during the period of the MCTO. The Company provided its first bi-weekly status report in its May 27, 2021 news release and a second bi-weekly status report on June
James Langton
A former financial advisor in Calgary is facing criminal charges for alleged unauthorized trading.
The Alberta RCMP Integrated Market Enforcement Team (IMET) said a former advisor, Jeffrey Ber, 38, has been charged with two counts of fraud (over $5,000) and one count of receiving a secret commission.
The allegations have not been proven.
Ber is scheduled to appear in provincial court in Calgary on July 19.
The RCMP said the charges follow “an extensive investigation” based on a referral from the Alberta Securities Commission (ASC), which “revealed that Ber conducted trades in client accounts without their knowledge and without discretionary authority.”
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A Calgary-based financial adviser has been accused of orchestrating a multimillion-dollar fraud that saw him rewarded for allegedly moving unsuspecting clients’ funds into a penny stock.
Jeffrey Ber, 38, is charged with two counts of fraud over $5,000 and one count of secret commission, Alberta RCMP’s Integrated Market Enforcement Team said in a release Monday.
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It’s alleged Ber initiated unauthorized trades in clients’ accounts without their knowledge. Some were downgraded without their consent and, in some cases, blue-chip stocks were sold to purchase a publicly traded penny stock, the release states. The investigation was launched following a referral from the Alberta Securities Commission.