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The New Chief Compliance Officer Theo Basis, at Vanderbilt Financial Group

The New Chief Compliance Officer Theo Basis, at Vanderbilt Financial Group Vanderbilt Financial Group is proud to announce that Theo Basis has joined the firm as the Chief Compliance Officer. WOODBURY, NEW YORK, USA, April 7, 2021 /EINPresswire.com/ Vanderbilt Financial Group is proud to announce that Theo Basis has joined the firm as Chief Compliance Officer. Theo is a dynamic Compliance and regulatory professional with extensive leadership experience in all facets of broker-dealer, investment advisory, insurance, and investment banking compliance. He has also served in many Compliance roles over the duration of his 30 years of experience.   Theo s career includes five years as a Senior Compliance Examiner with FINRA Regulation, District #10, N.Y.  His adept ability to gauge regulatory risks and formulate effective solutions have resulted in a highly successful career working at small, medium, large, and mega organizations. Some of the premier organizations he served as CCO

UAE to train anti-money laundering professionals under new programmes

Abu Dhabi: The UAE Higher Committee Overseeing the National Strategy on Anti-Money Laundering (AML) and Countering the Financing of Terrorism (CFT) has launched two programmes to train and certify professionals on global compliance standards and procedures to fight illicit finance. Under the programme, more than 140 professionals working alongside 36 federal and local competent authorities in the UAE will train to obtain their Certified Anti-Money Laundering Specialist (CAMS) certification – the global gold standard in AML certifications or their Certified Global Sanctions Specialist (CGSS) certification – a global programme aimed to equip professionals with the tools required to understand and interpret changing sanctions regimes.

UAE launches training programmes to fight illicit finance

UAE launches training programmes to fight illicit finance Wam/Abu Dhabi Filed on February 28, 2021 Training AML/CFT practitioners is an essential step towards meeting the challenges posed by today’s global financial system. (Reuters) Projects to fulfill UAE’s national obligations in combating financial crime The UAE Higher Committee Overseeing the National Strategy on Anti-Money Laundering (AML) and Countering the Financing of Terrorism (CFT) has launched two programmes to train and certify professionals on global compliance standards and procedures to fight illicit finance. Under the programme, more than 140 professionals working alongside 36 federal and local competent authorities in the UAE will train to obtain their Certified Anti-Money Laundering Specialist (CAMS) certification the global gold standard in AML certifications or their Certified Global Sanctions Specialist (CGSS) certification a global programme aimed to equip professionals with the tools

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