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Leader: Diversity - The FCA is watching you

Leader: Diversity – The FCA is watching you By Justin Cash 11 th March 2021 11:26 am Happy belated International Women’s Day, everyone. We went to press the day after the big day and, in an amazing spot of fortune, this year’s event coincides with our own Wonder Woman, Katey Pigden, being appointed as the new editor of Money Marketing. As I prepare to move on to pastures new, I have every confidence that Katey will lead the magazine into an even brighter future, one that includes moving these pages from a weekly to a monthly frequency. If you want to see more on why we think that’s a great step for all concerned, click here for the full details on what it will mean.

Preparing for Implementation of the Senior Managers and Certification Regime | Morgan Lewis

All dual-regulated and FCA solo-regulated firms are now under the scope of the Senior Managers & Certification Regime (SMCR), with many working hard in recent months to ensure all.

Heightened operational risks in a changing world

Risk.net Heightened operational risks in a changing world The addition of employee wellbeing to the top 10 operational risks for 2021 reflects the heightened risk that has come with the surge of home-working during lockdown 09 Mar 2021 Print this page   Christoph Kurth, partner and member of the global financial institutions leadership team at Baker McKenzie, discusses the growth of conduct and operational risks in the light of the pandemic, including those caused by mass home-working, the enhanced technological ability to address them, and why we should design a new type of workplace culture or risk losing one altogether The financial crisis that began in 2007–08 ushered in a wave of regulation that is still being rolled out today. How can regulators best support financial firms this time around as they emerge into a post-pandemic ‘new normal’? 

Investegate |Maven IncGwth VCT 3 Announcements | Maven IncGwth VCT 3: Final Results

  The year to 30 November 2020 has been one of considerable challenge, dominated by the outbreak of COVID-19, which has had an unparalleled impact on the economy and our society. Our thoughts are with all those who have been affected by the crisis.   Despite the wide-reaching disruption caused by the pandemic, it is encouraging to report that your Company has generated a modest uplift in NAV total return at the year end to 144.44p per share. This reflects a significant recovery following the revaluation of the portfolio that was announced on 26 March 2020, when a small number of specific provisions were taken against those companies that were most immediately impacted by the economic disruption caused by the pandemic. Notwithstanding the market conditions, this has been a year of progress during which £10.5 million has been invested across a range of carefully selected new private and AIM quoted companies, alongside the provision of follow-on funding to support the continuing g

Investegate |Barclays PLC Announcements | Barclays PLC: Annual Financial Report

· ·     The Barclays PLC Strategic Report 2020 (or the full Annual Report 2020 for those shareholders who have requested it) will be posted to shareholders with mailing of the Barclays PLC 2021 Notice of Annual General Meeting in due course.     The following information is extracted from the Barclays PLC Annual Report 2020 (page references are to pages in the Annual Report) and should be read in conjunction with Barclays PLC s Final Results announcement issued on 18 February 2021. Both documents can be found at home.barclays/annualreport   and together constitute the material required by DTR 6.3.5 to be communicated to the media in unedited full text through a Regulatory Information Service.  This material is not a substitute for reading the Barclays PLC Annual Report 2020 in full.

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