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SEC Adopts Extraction Disclosure, Duplicative Regulation Clearing Agency Rules

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Exchange commissionSecurities exchangeFinal rulesResource extractionSecurities exchange actExchange actDodd frank wall street reformConsumer protectionCongressional reviewClearing agency ruleLimit potentialConsumer protection actபரிமாற்றம் தரகுபத்திரங்கள் பரிமாற்றம்இறுதி விதிகள்வள பிரித்தெடுத்தல்

SEC Announces the Creation of the Security-Based Swaps Joint Venture, Led by Division of Examinations and Division of Trading and Markets

(0) Washington, D.C. (Newsfile Corp. - December 18, 2020) - The Securities and Exchange Commission today announced the creation of the Security-Based Swaps Joint Venture, a collaborative venture among several SEC divisions and offices that will be responsible for coordinating functions related to the regulation of security-based swaps (SBS) and oversight of certain entities that will be required to register with the SEC (SBS entities). The co-leads of the SBS Joint Venture will be Vivi Mazarakis, an Acting Assistant Director in the Division of Examinations, and Carol McGee, who is the Assistant Director for the Office of Derivatives Policy in the Division of Trading and Markets. The joint venture will also include participation from staff across the agency, including from the Division of Enforcement, the Division of Economic Risk and Analysis, the Office of International Affairs and the Office of the Chief Data Officer. The SBS Joint Venture will be an important part of the agenc

United statesKostenloser wertpapierhandelBrett redfearnPeter driscollCarol mcgeeJay claytonDodd frankDivision of economic riskDivision of examinationsDc newsfile corpDivision of enforcementDivision of tradingOffice of derivativesCommodity futures trading commissionExchange commissionOffice of international affairs

SEC gov | SEC Announces the Creation of the Security-Based Swaps Joint Venture, Led by Division of Examinations and Division of Trading and Markets

FOR IMMEDIATE RELEASE Washington D.C., Dec. 18, 2020 The Securities and Exchange Commission today announced the creation of the Security-Based Swaps Joint Venture, a collaborative venture among several SEC divisions and offices that will be responsible for coordinating functions related to the regulation of security-based swaps (SBS) and oversight of certain entities that will be required to register with the SEC (SBS entities). The co-leads of the SBS Joint Venture will be Vivi Mazarakis, an Acting Assistant Director in the Division of Examinations, and Carol McGee, who is the Assistant Director for the Office of Derivatives Policy in the Division of Trading and Markets. The joint venture will also include participation from staff across the agency, including from the Division of Enforcement, the Division of Economic Risk and Analysis, the Office of International Affairs and the Office of the Chief Data Officer. The SBS Joint Venture will be an important p

Brett redfearnPeter driscollCarol mcgeeJay claytonDodd frankDivision of economic riskDivision of examinationsDivision of enforcementDivision of tradingOffice of derivativesCommodity futures trading commissionExchange commissionOffice of international affairsSecurity based swaps joint ventureVivi mazarakisActing assistant director

Agruss Law Firm Launches Arbitration Practice

Agruss Law Firm Launches Arbitration Practice
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PennyMac Mortgage Investment Trust Announces Promotions of Executive Officers – IT Business Net

PennyMac Mortgage Investment Trust Announces Promotions of Executive Officers – IT Business Net
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