NameCheap hosted nearly a third of government-themed phishing sites last year
NameCheap overtook GoDaddy as the top host of gov.UK phishing sites
NameCheap hosted nearly a third of government-themed phishing sites last year
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To print this article, all you need is to be registered or login on Mondaq.com. Decentralization is a concept that has consistently
vexed the entire blockchain-enabled ecosystem in the U.S.,
including its counsel and regulators, wherein a lack of clarity on
the exact definition of decentralization has left relevant
stakeholders routinely talking past one another. As such, market
participants have been eagerly waiting for the U.S. Securities and
Exchange Commission (the
SEC) to explain the
agency s understanding of what it means for a
blockchain-enabled network to be sufficiently
decentralized. Based on the SEC s recent enforcement
action, it looks like the agency is getting ready to take a deep
7 charged by SEC and Justice Department in Dallas energy company fraud bizjournals.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from bizjournals.com Daily Mail and Mail on Sunday newspapers.
What You Need to Know
Firms that don t clearly state why a broker has been terminated in a Form U5 can expect a call from FINRA, it warns.
Forms U4 and U5 issues are the top source of FINRA investigations.
FINRA enforcement brings about 700-800 disciplinary actions a year of the more than 25,000 matters it looks into.
Most of the enforcement actions taken by the Financial Industry Regulatory Authority are focused on brokers who are “bad actors” and made “clear-cut violations” of FINRA member rules and securities laws, and they are “not close calls,” according to Steven Price, senior vice president, National Cause Program for FINRA Member Supervision.
Nolan Joins First Citizens as Director of Investment Strategy globenewswire.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from globenewswire.com Daily Mail and Mail on Sunday newspapers.