A Sydney broker has pleaded guilty to one count of failing to take reasonable steps to ensure that he did not make a false statement in a compliance certificate lodged with ASIC.
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Police charge man after cyclist hit and seriously injured – Eastlakes
A man will face court later this month after a crash in Sydney’s south-east this morning.
About 2.40am (Saturday 6 March 2021), emergency services were called to Southern Cross Drive, near the off ramp to Wentworth Avenue, at Eastlakes, after reports a cyclist had been hit by a white Ford falcon utility.
Officers from South Sydney Police Area Command and the Crash Investigation Unit (CIU) attended and commenced an investigation into the circumstances surrounding the crash.
The cyclist, a 57-year-old man, suffered serious head, back, shoulder and leg injuries after being thrown from the bike.
Former adviser charged with dishonest conduct
Former adviser charged with dishonest conduct
A former adviser who was banned from providing financial services in 2018 has faced charges of dishonest conduct and fabricating evidence, after ASIC alleged he doctored wholesale certificates for clients and lied under oath.
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Ezzat-Daniel Nesseim, who previously ran financial services business Smart Financial Strategies licensed under Libertas Financial Planning, appeared at Downing Centre Local Court in Sydney on 2 March to face 16 charges.
ASIC s case against Mr Nesseim alleges he provided three wholesale client certificates to the regulator as part of an investigation, which were backdated in the hope they would be accepted as genuine and cause ASIC to cease its inquiries into his dealings.