Page 7 - ஹேன் அரச தரகு பதில் News Today : Breaking News, Live Updates & Top Stories | Vimarsana

‘Under the radar’ challenges facing self-licensed advisers in 2021 ‘Under the radar’ challenges facing self-licensed advisers in 2021 The pace and broad scope of changes that financial advisers are managing in the wake of the royal commission are incredibly challenging. With the raft of regulatory changes rolling out in 2021 it would be easy for self-licensed advisers to underestimate the impact of some substantive changes detailed in the Financial Sector Reform (Hayne Royal Commission Response) Bill 2020. A 1. Reference checking and information sharing protocol. 2. Breach reporting and remediation. 3. Investigating and remediating misconduct. Reference checking and information sharing protocol While licensees are currently expected to undertake background checks before appointing new representatives, these existing arrangements are often insufficient to prevent those advisers facing disciplinary action from simply moving to a new licensee.

Financial sector reform hayne royal commission responseFinancial sector reformHayne royal commission responseநிதி துறை சீர்திருத்தம் ஹேன் அரச தரகு பதில்நிதி துறை சீர்திருத்தம்ஹேன் அரச தரகு பதில்