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On September 19, 2022, amendments to the Securities and Exchange Commission (SEC) rules governing proxy solicitations became effective. The amendments, proposed on November 17, 2021,...
On November 17, 2021, the Securities and Exchange Commission (SEC) proposed amendments to its rules governing proxy solicitations. The proposals seek to address concerns...
On November 17, 2021, the Securities and Exchange Commission (SEC) proposed amendments to its rules governing proxy solicitations. The proposals seek to address concerns by investors...
On November 17, 2021, the Securities and Exchange Commission (the "SEC" or the "Commission") voted 3-2 to propose amendments to the rules governing proxy voting advice that were enacted last year.
<p><span>In September 2019, the Commission issued an interpretation and guidance addressing the application of the proxy rules to proxy voting advice businesses. <i>Commission Interpretation and Guidance Regarding the Applicability of the Proxy Rules to Proxy Voting Advice</i>, 84 Fed. Reg. 47,416 (Sept. 10, 2019) (“2019 Interpretation and Guidance”). On July 22, 2020, the Commission adopted amendments to Rules 14a-1(l), 14a-2(b), and 14a-9. <i>See Exemptions from the Proxy Rules for Proxy Voting Advice</i>, ...