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Unauthorised investment advisory services: Sebi bans 4 entities from securities mkts for 6 months - Vimarsana News

Unauthorised investment advisory services: Sebi bans 4 entities from securities mkts for 6 months

Sebi has barred four entities from the securities markets for six months for providing unauthorised investment advisory services and directed them to refund investors’ money collected through such services within three months.  Those restrained by Sebi are — Course Work Focus of Shashank

Sebi bans four entities from securities market for six months - Vimarsana News

Sebi bans four entities from securities market for six months

Sebi has barred four entities from the securities markets for six months for providing unauthorised investment advisory services and directed them to refund investors' money collected through such services within three months

Source: theweek.in
Unauthorised investment advisory services: Sebi bans 4 entities from securities markets for 6 months - Vimarsana News

Unauthorised investment advisory services: Sebi bans 4 entities from securities markets for 6 months

In two separate orders, Sebi found that these entities were engaged in the business of providing investment advice to their clients, for consideration, without obtaining Sebi's registration.

Securities and Exchange Board of India (Sebi) - Unauthorised investment advisory services: Sebi bans 4 entities from securities markets for 6 months - Vimarsana News

Securities and Exchange Board of India (Sebi) - Unauthorised investment advisory services: Sebi bans 4 entities from securities markets for 6 months

The regulator found that the entities were engaged in the business of providing investment advice to their clients, for consideration, without obtaining Sebi's registration

Unauthorised Investment Advisory Services: Sebi Bans 4 Entities from Securities Markets for 6 Months - Vimarsana News

Unauthorised Investment Advisory Services: Sebi Bans 4 Entities from Securities Markets for 6 Months

Sebi has barred four entities from the securities markets for six months for providing unauthorised investment advisor

Source: news18.com