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ASIC to extend unlisted entity financial reports deadline - Vimarsana News

ASIC to extend unlisted entity financial reports deadline

The corporate regulator has confirmed the change. ASIC has announced it will extend the deadline for unlisted entities to lodge financial reports by one month for balance dates from 24 June 2022 to 7

Source: ifa.com.au
ASIC warns failure to address cyber security could cause 'foul of regulatory obligations' - Vimarsana News

ASIC warns failure to address cyber security could cause 'foul of regulatory obligations'

The corporate regulator has issued a “timely reminder” to company directors. ASIC has warned that failure to address cybersecurity could see company directors fall short of their regulatory oblig

Source: ifa.com.au
OTC derivatives provider loses licence, executives banned - Vimarsana News

OTC derivatives provider loses licence, executives banned

Over-the-counter derivatives provider Sirius Financial Markets Pty Ltd has surrendered its AFSL and its former executives Jonathan Schneider and Oskar Pecyna have both been banned for eight years.

OTC derivatives provider provided unlicensed personal advice to clients - Vimarsana News

OTC derivatives provider provided unlicensed personal advice to clients

The company’s Australian financial services (AFS) licence has been surrendered. Over-the-counter derivatives provider Sirius Financial Markets, trading as Trade360, has surrendered its AFS licence

Source: ifa.com.au
ASIC investigation uncovers 'concerning consumer losses from trading in CFDs' - Vimarsana News

ASIC investigation uncovers 'concerning consumer losses from trading in CFDs'

The company’s Australian financial services (AFS) licence has been surrendered. Over-the-counter derivatives provider Sirius Financial Markets, trading as Trade360, has surrendered its AFS licence