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The corporate regulator’s commissioner has again addressed promotion of financial products on social media. Just weeks after ASIC published an information sheet on how the law applies to social medi
Superannuation trustees have revised their policies after the Australian Securities and Investments Commission found a lack of oversight and control measures in relation to investment switching.
The regulator has abandoned its investigation into executives and directors who switched investment options during the COVID-19 crisis.
More than 20 super fund trustees have revised their internal policies after ASIC surveillance found significant deficiencies in their conflicts management arrangements relating to investment switching.
The corporate regulator revealed its surveillance last year. Australian superannuation trustees have revised and strengthened internal policies and procedures after surveillance by ASIC last year fou