ASIC releases ROA guidance and examples | Money Management
Clarity and certainty has been given around when records of advice can be used instead of a statement of advice.
Source: moneymanagement.com.au
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ASIC updates super distribution guidance
The guidance offers advice on how employers can communicate with employees of fund choice, as well as guidance for trustees about the prohibition on using inducements to influence employers.
Source: superreview.com.au
FASEA transition plans 'imminent' | Accountants Daily
ASIC has remained tight-lipped on the process for the forthcoming transition of FASEA but promises that plans to announce it are “imminent”.
Source: accountantsdaily.com.au
Super fund trustee snouts in the trough
The country’s $3.3 trillion superannuation industry has been rocked by revelations that some could have been switching their investment funds for personal gain.
Source: afr.com
ASIC waits on ACER contract for adviser exam
The corporate regulator is waiting to finalise its contract with the financial adviser exam facilitator before publishing information about exams to be held next year.
Source: moneymanagement.com.au