DFSA fines Dubai financial firm Dh5 million for inadequate compliance systems, controls
The fine was reduced from Dh10 million after the company agreed to remediate the failings
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The fine was reduced from Dh10 million after the company agreed to remediate the failings
The Dubai Financial Services Authority (DFSA) has imposed a fine of $1.37 million (AED5.02 million) on R.J. O’Brien (Mena) Capital Limited for a number of contraventions, including inadequate compliance systems and controls.
The Dubai Financial Services Authority (DFSA) has imposed a
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