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Investment Management Update

In this issue, we cover regulatory developments impacting the investment management sector, including closed-end fund product development… ....

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Changing Of The Guard? SEC Proposes Significant Amendments To The Safeguards Rule - Securities

The SEC continued its recent onslaught of proposed cybersecurity rules in mid-March with three new proposals covering a litany of entities, including investment advisers, broker-dealers. ....

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SEC Issues Multiple Cybersecurity Rule Proposals | Baker Donelson

The Securities and Exchange Commission (SEC) continued its focus on cybersecurity regulations this month by announcing three new proposed rules and re-opening the comment period on an. ....

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Other Voices: SEC issues multiple cybersecurity rule proposals

The Securities and Exchange Commission (SEC) continued its focus on cybersecurity regulations this month by announcing three new proposed rules and re-opening the comment period on an additional proposed rule from last year. ....

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SEC Proposes Enhanced Consumer Protections

The Securities and Exchange Commission proposed amendments to Regulation S P. The proposed amendments would require covered institutions to enhance protections of consumer information by requiring the adoption of written policies and procedures for an incident response program. ....

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