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On August 23, the Securities and Exchange Commission (SEC) voted 3-2 (with Commissioners Peirce and Uyeda dissenting) in favor of adopting new and amended rules...
Earlier this week (August 23, 2023), the Securities and Exchange Commission (SEC) adopted rules that will dramatically expand the compliance and operational obligations...
On August 23, 2023, in a 3-2 vote, the U.S. Securities and Exchange Commission (the “SEC”) adopted new rules (the “Final Rules”) under the Investment Advisers Act of 1940 (the “Advisers...
On August 23, the Securities and Exchange Commission (SEC) voted 3-2 (with Commissioners Peirce and Uyeda dissenting) in favor of adopting new and amended rules...
On August 23, 2023, the U.S. Securities and Exchange Commission (SEC) adopted new rules and amendments under the U.S. Investment Advisers Act of 1940 (Advisers Act) to enhance the...