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SEC: Public Comments On Providers Acting As Investment Advisers - Vimarsana News

SEC: Public Comments On Providers Acting As Investment Advisers

Published: July 14, 2022

Securities and Exchange Commission Request for Comment on Certain Information Providers Acting as Investment Advisers.1 The Request if for what the SEC refers to as information providers or providers: index providers; model portfolio providers; and pricing services.

Source: natlawreview.com
Related Topics:
United StatesSupreme CourtExchange CommissionDivision Of ExaminationsInvestment CompanyMarket AuthorityCertain Information Providers ActingInvestment Advisers ActAdvisers ActInvestment Company ActUniform ApplicationInvestment Adviser RegistrationEuropean SecuritiesCompliance AlertOvernment SecAsset MangementPublic CommentInformation ProvidersNvestment AdivserOdel Portfolio ProviersInvestment CompanyAdvisers ActIndex ProvidersPricing Services
SEC Proposes New Rules for SPACs - Vimarsana News

SEC Proposes New Rules for SPACs

Published: April 1, 2022

On March 30, 2022, the U.S. Securities and Exchange Commission proposed new rules and amendments regarding special purpose acquisition companies shell companies, and disclosure related to projections.

Source: natlawreview.com
Related Topics:
United StatesGary GenslerHester PeirceDelaware CourtHouse Appropriations CommitteeInvestment Company StatusWhile The CommissionExchange Commission TheAdoption Of The CommissionInvestment CompanyExchange CommissionSecurities ActPrivate Securities Litigation Reform ActCommission Chairman Gary GenslerChairman GenslerFederal RegisterAdditional InformationAmend FormFinancial Statement Disclosures SimilarDelay SpecialInvestment Company ActViable AlternativeFuture EffectOvernment SecHat Will The Future Hold For Spacs