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SEC's new Marketing Rule requires compliance by Nov. 4, 2022

Published: November 4, 2022

Securities and Exchange Commission SEC announced decision to overhaul SEC Advertising Rule previous Rule 2064-1 under Advisers Act and Cash Solicitation Rule previous Rule 2064-3 with previous Rule 2064 into single rule to regulate investment adviser marketing communications.

Source: natlawreview.com

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