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As required by the Regulatory Flexibility Act, the SEC published the Chair's agenda of rulemaking actions identifying rules the agency "expects to consider in the next 12 months that are likely to have a significant economic impact on a substantial number of small entities."
The CFTC Division of Data issued a no-action letter to provide additional time to comply with amendments to swap data reporting rules. The letter came in response to a request from ISDA indicating that operational issues were affecting market participants' ability.
If adopted, the Proposal would require filers to disclose their proxy votes using the same language as in the issuer's form of proxy.
Under the proposal, any person who files Form 13F also would now be required to file an abbreviated version of Form N-PX to disclose say-on-pay votes.
The new requirements for managers would implement the provisions of section 14A of the Exchange Act adopted by Congress in 2010 under the Dodd-Frank Wall Street Reform and Consumer Protection Act...