NFA SWAPS Compliance Training due 31 January 2021
Friday, January 8, 2021 Introduction By a Notice to Members dated 5 January 2021, the National Futures Association (NFA), the self-regulatory organization for the U.S. derivatives industry, reminded NFA members that their associated persons who are required to satisfy NFA’s Swaps Proficiency Requirements must do so by 31 January 2021. 1 Individuals who do not satisfy the Swaps Proficiency Requirements by 31 January 2021 will be unable to engage in swaps activities until they have done so. SWAPS Proficiency Requirements The NFA announced the new mandatory swaps training and t...
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