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U.S. Securities and Exchange Commission SEC issued $3.5 million whistleblower awards for the success of an SEC enforcement action.hree of the whistleblowers filed a joint disclosure which caused the SEC to open an investigation,fourth made a disclosure independently
Securities and Exchange Commission SEC issued a $500,000 whistleblower award to an individual who voluntarily provided the agency with original information. SEC waived the TCR requirement in light of a number of factors outlined in the award order.
The U.S. Securities and Exchange Commission SEC awarded $580,000 to whistleblower under SEC Whistleblower Program. Qualified voluntary whistleblowers who provide information that leads to successful enforcement action entitled to 10-30% of government recovered funds.
U.S. Securities and Exchange Commission SEC issued three separate whistleblower awards totaling over $1 million. SEC on April 18 was a $700,000 award granted to joint whistleblowers. The whistleblowers provided the SEC with original information.
The whistleblower provided specific and credible information that prompted staff to open an investigation that resulted in the Covered Action, which was based largely on conduct that was the subject of Claimant’s whistleblower submission.