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This edition of the Update covers: Recent legal and regulatory developments, including guidance to APRA-regulated entities following the cyber attacks on Medibank and...
ASIC’s crackdown on product disclosures continues. ASIC has issued 11 design and distribution obligations stop orders, with the first stop orders being issued in July. Latest interim stop order prevent a fund management firm from distributing three funds to retail investors.
Publically traded entities, there are a lot of rules about not being fake. so the sec stepped in and more or less kicked them off the stock exchange. for a couple of them, they issued what is called a stop order, and they forcibly stopped them from selling any more public shares. and stop orders are a serious thing and a rare thing. and in the past 30 years, 35 companies total have gotten stop orders. of the 35, at least 3 them were run by the same group of guys in china, in shanghai, and now, this chinese firm in shanghai that appears to specialize in launching publically traded companies tha...
Screens. but if you're running, you know, publicly traded entities, there is a lot of rules about not being fake. and so the s.e.c. stepped in and more or less kicked those companies off the stock exchange. for a couple of them, they issued what is called a stop order. the s.e.c. forcibly stopped these companies from selling any more public shares. and stop orders are a serious thing and they are a rare thing. in the past ten years, something like 35 companies total have gotten stop orders like this. of the 35 in the past ten years, at least three of them were run by the same group of guys in ...