SEC Adopts Rule to Enhance the Transparency of Securities Lending Market
On October 13, 2023, the SEC issued a release (the “Release”) adopting new Rule 10C-1(a) (the “Rule”) under the Exchange Act “to increase the…
Source: lexology.com
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Bloomberg Says It Is Using Machine Learning to Deliver Near Real-Time Bond Prices
“You can trust this price as a reference price for that bond at that point in time,” says Tony McManus, global head of enterprise data at Bloomberg.
Source: institutionalinvestor.com
SEC Requires FINRA Membership for Previously Exempt Broker-Dealers | Shumaker, Loop & Kendrick, LLP
The Securities and Exchange Commission (SEC) has recently proposed (July 29, 2023) and rapidly adopted (August 23, 2023) amendments to SEC Rule 15b9-1 that will essentially require...
Source: jdsupra.com
Oyster Consulting Hires Stephen Kuhs, Former Truist
Kuhs expands financial services consulting firm’s Operations, CAT Reporting and Clearing expertise...
Source: globenewswire.com
How A Bitcoin S-1 Becomes An ETF
There are a lot of questions about how a bitcoin spot ETF can start trading. You will find answers here.
Source: forbes.com