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Litigation Release No. 24983 / December 14, 2020
Securities and Exchange Commission v. Roger E. Dobrovodsky, No. 0:20-civ-62561-AHS (S.D. Fla. filed December 14, 2020)
Securities and Exchange Commission v. Robert Todd Seth, No. 0:20-civ-62563 (S.D. Fla. filed December 14, 2020)
Securities and Exchange Commission v. Matthew L. Walker, No. 0:20-civ-62564 (S.D. Fla. filed December 14, 2020)
The Securities and Exchange Commission today announced charges against an additional three individuals for illegally selling securities of 1 Global Capital, LLC in unregistered transactions to retail investors while acting as unregistered brokers. The SEC previously charged 1 Global, its owner, and others with operating a fraudulent scheme to misappropriate millions of dollars from investors. The SEC also charged 1 Global's largest sales agent for various registration violations.

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