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SEC, FinCEN Propose Customer Identification Program Requirements for RIAs and ERAs | Stinson LLP : vimarsana.com
SEC, FinCEN Propose Customer Identification Program Requirements for RIAs and ERAs | Stinson LLP
On May 13, 2024, the Securities and Exchange Commission (SEC) and the Financial Crimes Enforcement Network (FinCEN) issued a joint notice of proposed rulemaking (proposed rule) that...
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