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Press Release – Financial Markets Authority The Financial Markets Authority (FMA) – Te Mana Ttai Hokohoko has formally censured Wellington-based financial services firm FoxPlan Ltd, after one of its nominated representatives provided services he was not permitted to give and other representatives … The Financial Markets Authority (FMA) – Te Mana Tātai Hokohoko – has formally censured Wellington-based financial services firm FoxPlan Ltd, after one of its nominated representatives provided services he was not permitted to give and other representatives offered services to clients they were not permitted to give. Following a monitoring review in late 2020, the FMA found one of FoxPlan’s Auckland-based nominated representatives¹ had provided an investment planning service to some clients since mid-2018. Under the Financial Advisers Act (FA Act) 2008, only Authorised Financial Advisers (AFA) were permitted to provide this service, which involves designing a plan based o

New zealand generalNew zealandNew zealandersMana ttai hokohokoJames greigFoxplan ltdFinancial markets authorityFinancial services legislation amendment actPress releaseFinancial marketsFinancial advisers actAuthorised financial advisersபுதியது ஜீலாந்துஜேம்ஸ் கிரேக்நிதி சந்தைகள் அதிகாரம்நிதி சேவைகள் சட்டம் திருத்தம் நாடகம்