Advisor Group Launches Innovative Business Growth And Next Gen Advisor Programs At Fifth Annual Wealth Management Symposium prnewswire.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from prnewswire.com Daily Mail and Mail on Sunday newspapers.
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PHOENIX, April 20, 2021 /PRNewswire/ Advisor Group, the nation s largest network of independent wealth management firms, today announced the successful recruitment to its network of GL Capital and East Coast Advisory, wealth management practices based in Pennsylvania that collectively oversee $323 million in total client assets.
Both wealth management practices have joined Advisor Group through its subsidiary and network member firm Triad Advisors for brokerage services. They will work with Triad Hybrid Solutions, one of Triad s two corporate registered investment advisors (RIAs), to support their fee-based business. The two moves reinforce Triad s longstanding position as the leading destination for independent hybrid practices.
Advisor Group Welcomes New Mexico Wealth Management Practice with $583 Million in Assets to its Platform
Charles Stephen Joins Advisor Group through Subsidiary SagePoint Financial and Super-OSJ AmeriFlex Financial Services
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PHOENIX, April 7, 2021 /PRNewswire/ Advisor Group, the nation s largest network of independent wealth management firms, today announced the successful recruitment to its network of Charles Stephen, an Albuquerque, N.M.-based firm led by Partners Adam Ciepiela and Kelly Famiglietta that has four financial professionals and oversees $583 million in total client assets.
Charles Stephen joins Advisor Group through its subsidiary and network member firm SagePoint Financial and one of SagePoint s top-producing Super-OSJ groups, Santa Barbara, Calif.-based AmeriFlex Financial Services. Advisor Group also includes FSC Securities, Royal Alliance Associates, Securities America, Triad Advisors and Woodbury Finan
Why the ‘one bad broker’ rule matters
One bad broker making big bets or selling lousy or misunderstood products can damage or even ruin a firm. Are firms doing enough to keep those brokers and high-risk behaviors in check?
April 7, 2021 4 MINS
Wall Street rewards high-risk behavior in its salespeople, be they deemed brokers, the old-fashioned term, or financial advisers, in the more commonly accepted contemporary tongue.
To illustrate that point, look no further than the widely disparate cases of a hedge fund blowing up and brokers a few years back pumping sales of a risky alternative mutual fund.
On the surface, the recent blow-up of Bill Hwang’s $10 billion Archegos Capital Management hedge fund and three retail broker-dealers reaching settlements over sales of the shuttered LJM Preservation & Growth Fund couldn’t appear any more different one is a hedge fund managing billions of dollars known for Hwang reportedly taking enormous single stoc
Advisor Group Welcomes Rosenblum Wealth Management With Assets Totaling $173 Million prnewswire.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from prnewswire.com Daily Mail and Mail on Sunday newspapers.