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SEC Expands Scope Of Terms To Be Considered Deceptive

Proposed Amendments by the U.S. Securities and Exchange Commission would significantly expand the scope of terms that the SEC considers materially deceptive and misleading in a registered investment companyโ€™s a fund name without a corresponding policy to invest at least 80%.
Ben Skillin Exchange Commission A Fund By Any Other Name Investment Company Characteristics Of The Fund Overall Portfolio Proposed Amendments

SEC Proposed Amendments For ESG Disclosures

The U.S. Securities and Exchange Commission SEC proposed amendments to existing rules and reporting forms1 designed to promote consistent, comparable, and reliable information for investors concerning the incorporation of environmental, social, and governance ESG factors.
Patricia Kowsmann Gary Gensler Division Of Examinations Fund Disclosure Division Of Examinations Risk Alert Apr Investment Company

SEC Proposed Amendments For ESG Disclosures

The U.S. Securities and Exchange Commission SEC proposed amendments to existing rules and reporting forms1 designed to promote consistent, comparable, and reliable information for investors concerning the incorporation of environmental, social, and governance ESG factors.
Patricia Kowsmann Gary Gensler Division Of Examinations Fund Disclosure Division Of Examinations Risk Alert Apr Investment Company

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