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In Continuation Of Longstanding Focus On Cybersecurity, SEC Proposes Significant Amendments To Regulation S-P - Fin Tech

April 27, 2023

On March 15, 2023 the U.S. Securities and Exchange Commission ("SEC") released its proposal to amend Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Customer Information...

Exchange Act Cybersecurity Proposal Exchange Act Rel Business Development Exchange Act Release No Division Of Examinations National Securities Exchanges

Source: mondaq.com

The SEC Expands Focus on Cybersecurity Risk to Include Registered Advisers, Broker‑Dealers, and other Market Participants | Morrison & Foerster LLP

April 14, 2023

Last month, the SEC took a big step toward strengthening the cybersecurity of financial systems by proposing regulations that, taken together, will require registered investments...

See Securities Exchange Release No Morrison Foerster Morrison Foerster Llp Investment Company Securities Exchange Exchange Act Cybersecurity Proposal

Source: jdsupra.com

SEC Revisits Regulation S-P After Twenty Years of Innovation to Information Technology | Proskauer - The Capital Commitment

April 5, 2023

On March 15, 2023, the U.S. Securities and Exchange Commission (“SEC”) released its proposal to amend Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Customer...

Hesterm Peirce Exchange Act Rel Division Of Enforcement Exchange Commission National Securities Exchanges Exchange Act Release No

Source: jdsupra.com

S P Regulation SEC Revisits Innovation to Information Technology

April 5, 2023

SEC proposal to amend Regulation S P Privacy of Consumer Financial Information and Safeguarding Customer Information while simultaneously issuing two additional cybersecurity related rule proposals. SEC implements cybersecurity and privacy standards across regulated entities

Hesterm Peirce Exchange Act Release No Exchange Act Rel Consumer Financial Protection Bureau Regulation Exchange Commission Business Development Companies

Source: natlawreview.com

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