US Asset Management Regulatory Year in Review 2023
It is a dramatic understatement to describe 2023 as a busy year in the United States for asset management regulation. With 24 rules adopted and 18…
Source: lexology.com
📰 Adopted Rules News
Adopted Rules News Today
Fast, Ad-Free News Updates
Stay updated with breaking news from Adopted Rules. Real-time updates on events, politics, business and more.
Update: FCC Adopts Digital Discrimination Rules In Party-Line Vote - Telecoms, Mobile & Cable Communications
The Federal Communications Commission (FCC or the Commission) adopted rules aimed at preventing digital discrimination of access at its Open Meeting on November 15, 2023...
Source: mondaq.com
COMPLY'S 2023 ULTIMATE GUIDE TO CYBERSECURITY COMPLIANCE OUTLINES PRINCIPLES OF A STRONG CYBER PROGRAM IN A DYNAMIC REGULATORY AND RISK ENVIRONMENT
/PRNewswire/ -- COMPLY, the global market leader in regulatory compliance software, consulting and education resources for the financial services sector, today...
United States John Gebauer Helen Johnson Technology Officer Guide Provides Compliance Professionals Comprehensive Overview
Source: prnewswire.com
SEC Adopts Amendments to the Investment Company Names Rule (Rule 35d-1) | Sullivan & Worcester
On September 20, 2023, the Securities and Exchange Commission (“SEC”) adopted amendments to Rule 35d-1[1] (the “Names Rule”) under the Investment Company Act of 1940, as amended (“1940...
United States Growth Fund Investment Company Exchange Commission Investment Company Names Corporate Bond Fund
Source: jdsupra.com
SEC Adopts Highly Anticipated Private Funds Rules | Sullivan & Worcester
The U.S. Securities and Exchange Commission (the “SEC”) last week adopted highly anticipated new rules and amendments (the “Adopted Rules”) to the Investment Advisers Act of 1940, as...
Exchange Commission Investment Company Fund Transparency Fund Audits Rule Fund Assets Investment Advisers Act
Source: jdsupra.com
SEC Adopts Private Fund Reform Rules | King & Spalding
On August 23, 2023, in a 3-2 vote, the SEC adopted a rule package (the “Adopted Rules”) that establishes significant new obligations for private fund advisers under the Investment...
Fund Table A Fund Table Fund Audit Rule King Spalding Investment Company Act Section Investment Advisers Act
Source: jdsupra.com
Illinois Gaming Board files third disciplinary complaint against a businessman from Highland
Lucky Lincoln Gaming, which is owned by Jeff Rehberger Jr., has nearly 1,200 machines across the state, including locations in McLean, Livingston, DeWitt, Macon, Christian, Franklin, Crawford, Fayette and Marion
Source: thesouthern.com
He's made millions from gambling in Illinois. Regulators want to revoke his license
Jeff Rehberger Jr., a Chicago businessman from Highland, runs Lucky Lincoln Gaming. In the Metro East, the company operates at 10 locations. The three complaints lodged against Rehberger contain a total of 21 counts.
Source: stlpublicradio.org
Homeowners in Glacier NP file declaratory ruling petition
The owners of the house in Glacier National Park along McDonald Creek have filed a declaratory ruling petition with the Flathead Conservation District.
Samantha Tappenbeck District Court Glacier National Park Mcdonald Creek Flathead Conservation District Conservation District Board
Source: ktvh.com
Homeowners in Glacier NP file petition to save house
The owners of the house in Glacier National Park along McDonald Creek have filed a declaratory ruling petition with the Flathead Conservation District.
Samantha Tappenbeck Glacier National Park District Court Mcdonald Creek Flathead Conservation District Conservation District Board
Source: ktvq.com