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FMA releases first review of financial advice regime

The review found some licensed advisers were taking a tick-box approach to compliance, with a small number of lapses resulting in harm to clients.

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Nick-hakes
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Financial Advice New Zealand Welcomes The Simplification Of Regulations

Financial Advice New Zealand welcomes Hon. Andrew Bayly’s announcement today to simplify CoFi regulations while keeping a fair conduct programme to protect consumers. The sector has experienced numerous changes to regulations. One conduct licence system .

New-zealand
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Tony-dench
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Employers
Scoop

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