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May 29, 2024
The Financial Markets Authority (FMA) – Te Mana Tātai Hokohoko – today published its first monitoring report of the new financial advice regime.
May 29, 2024
Business Scoop provides news and views on Business and Markets from New Zealand
May 29, 2024
The review found some licensed advisers were taking a tick-box approach to compliance, with a small number of lapses resulting in harm to clients.
March 20, 2023
The National Business Review Online is New Zealand's authority in breaking business news and analysis.
March 19, 2023
Financial advisors must now be fully licenced to provide advice to retail clients, which should give consumers more confidence when making financial decisions.
March 17, 2023
Business Scoop provides news and views on Business and Markets from New Zealand
March 17, 2023
Business Scoop provides news and views on Business and Markets from New Zealand
March 17, 2023
Financial advisers in New Zealand are now operating under a new licensing regime that is regulated by the markets watchdog.
March 17, 2023
<p><span>The</span><span>&nbsp;Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko - today confirmed it has substantially completed senior appointments as part of its organisation redesign. Three directors have been appointed to new roles in the strategic leadership cohort:&nbsp;</span><span>&nbsp;</span></p>
March 17, 2023
<p><span>The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko - is marking the final major milestone in the new financial advice regime: the end of the transitional licensing phase. With full licensing now in effect, this will continue to give Kiwis greater confidence in consistent standards across the financial advice industry.</span><span>&nbsp;</span></p>