Advisory Client Assets News Today

The SEC’s Office of Information and Regulatory Affairs recently released the Spring 2023 Unified Agenda of Regulatory and Deregulatory Actions (the Agenda). The word salad of a title...

May 8, 2023- U.S. Senator Time Scott (R-S.C.), Ranking Member of the Senate Committee on Banking, Housing, and Urban Affairs, sent a letter to the Federal Housing Finance Agency ...

On February 15, 2023, the Securities and Exchange Commission (the “SEC”) proposed a significant transformation of Rule 206(4)-2 (the “Custody Rule”) under the Investment Advisers Act of...