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Investment Management Update - October 2022 | Skadden, Arps, Slate, Meagher & Flom LLP

November 1, 2022

In this issue, we cover regulatory developments impacting the investment management sector, including the Securities and Exchange Commission’s (SEC’s) focus on the annual 15(c) advisory...

William Birdthistle Jones Gartenberg Joshuan Breen Investment Company Names Money Market Fund Reforms Toews Corporation

Source: jdsupra.com

Desk Review Procedures for Coronavirus Relief Fund | Schwabe, Williamson & Wyatt PC

January 27, 2022

The Coronavirus Aid, Relief, and Economic Security (CARES) Act assigned the U.S. Department of Treasury Office of Inspector General (OIG) responsibility for compliance monitoring and...

Rhode Island United States Grant Solutions Report Government Accountability Office Coronavirus Relief Fund Coronavirus Aid

Source: jdsupra.com

SEC Issues Proposed Rule For The Reporting Of Securities Lending Transactions - Corporate/Commercial Law

November 26, 2021

On November 18, 2021, the Securities and Exchange Commission (the "SEC" or the "Commission") voted unanimously to propose a rule (the "Proposed Rule") requiring any person...

United States Exchange Commission Regulatory Authority Securities Exchange Financial Industry Proposed Rule

Source: mondaq.com

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Aggregate Reporting News Today

Investment Management Update - October 2022 | Skadden, Arps, Slate, Meagher & Flom LLP

Desk Review Procedures for Coronavirus Relief Fund | Schwabe, Williamson & Wyatt PC

SEC Issues Proposed Rule For The Reporting Of Securities Lending Transactions - Corporate/Commercial Law

Explore More Categories