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July 31, 2022
The watchdog has powered its design and distribution obligations powers for the first time, placing interim stop orders on three financial firms. Passed into legislation in 2019 and coming into effec
July 28, 2022
Flexing its powers for the first time, ASIC has issued stop orders to three companies over deficiencies in their products target market determinations.
May 25, 2022
On May 17, 2022, the U.S. Department of Justice (“DOJ”) and the U.S. Securities and Exchange Commission (“SEC”) announced parallel resolutions with a registered investment advisor (the...
May 23, 2022
Following an SEC settlement, most of the U.S. business of Allianz Global Investors will transfer to Voya Investment Management.
May 18, 2022
The strategy was sold to approximately 114 institutional investors.
February 9, 2022
Ray Dalio — founder of the worlds biggest hedge fund — elaborates on the prevalent economic trends of today and their impact on the future
January 27, 2022
Pershing Square has purchased more than 3.1 million shares of the streaming service.
January 27, 2022
BitBull Capital offers direct early-stage access to crypto projects with its new Alpha Fund & market-neutral DeFi Yield Farming returns with its new Yield Fund.
December 5, 2021
There has never been such a large launch by a woman-led firm, never mind two in the same year.
November 23, 2021
Investegate announcements from Hansa Investment Co, Half-year Report