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CIRO sketches three-year strategic vision | Investment Executive

Expanding access to advice, standardizing KYC data collection on SRO's agenda

Canada
Canadian
Andrew-kriegler
Canadian-securities-administrators

CIRO sketches three-year strategic vision

Expanding access to advice, standardizing KYC data collection, on SRO’s agenda

Canada
Canadian
Andrew-kriegler
James-langton
Canadian-investment-regulatory-organization
Canadian-securities-administrators

Opinion: Canadian investors need a more powerful financial services ombudsman

The Ombudsman for Banking Services and Investments lacks the powers it needs to ensure investors are treated fairly in these cases

Canada
Canadian
Canadians
Andrew-kriegler
Ombudsman-for-banking-services
Canadian-investment-regulatory-organization
Ontario-securities-commission
Log-increate-free
Ontario-securities
Canadian-investment-regulatory
Banking-services
Canadian-securities-administrators

Canadian Investment Regulatory Organization authorized to grant 'Financial Advisor' title

The title is now restricted to professionals meeting minimum proficiency and education standards

Canada
Canadian
Huston-loke
Andrew-kriegler
Investment-industry-regulatory-organization-of-canada
Ontario-securities-commission
Mutual-fund-dealers-association-of-canada
Financial-advisor
Executive-vice-president
Market-conduct
Investment-industry-regulatory-organization
Mutual-fund-dealers-association

Enhancing Investor Protection In Ontario

Enhancing Investor Protection In Ontario
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Canada
Canadian
Andrew-kriegler
Huston-loke
Mutual-fund-dealers-association-of-canada
Investment-industry-regulatory-organization-of-canada
Canadian-investment-regulatory-organization
Financial-services-regulatory-authority-of-ontario
Ontario-securities-commission
Mutual-fund-dealing-representative
Financial-services-regulatory-authority
Financial-professionals-title-protection-act

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