How the SEC's Proposed New Safeguarding Rule May Impact Private Fund Advisers | Tannenbaum Helpern Syracuse & Hirschtritt LLP
On February 15, 2023, the U.S. Securities and Exchange Commission (“SEC”) issued a proposed rule (the “Proposal”) under the Investment Advisers Act of 1940 (the “Advisers Act”), which...
Bernard Madoff Allen Stanford Exchange Commission Investment Advisers Act Safeguarding Rule Changes Impacting
Source: jdsupra.com