FINRA punctuated its annual post-New Year's Report on FINRA's Examination and Risk Monitoring Program (the "Report"), by including a new target category "Financial Crimes."
FINRA punctuated its annual post-New Year’s Report on FINRA’s Examination and Risk Monitoring Program including new target category Financial Crimes. Inclusion of category is noteworthy not only for its newness but also because FINRA does not prosecute criminal activity.
FINRA punctuated its annual post-New Year’s Report on FINRA’s Examination and Risk Monitoring Program (the “Report”), by including a new target category “Financial Crimes.” The.