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February 24, 2024
Justin Liu of West Vancouver settles with securities commission ahead of a hearing; agreement includes 10-year ban from securities market participation.
February 24, 2024
Justin Liu of West Vancouver settles with securities commission ahead of a hearing; agreement includes 10-year ban from securities market participation.
December 22, 2023
Marah Braye left the position on Dec. 11 after nearly a decade at the helm of the organization
June 22, 2023
Regulators said Robert Barber, senior investment advisor for Research Capital, failed his 'gatekeeping' duties when he conducted trades for a man criminally convicted of fraud
June 21, 2023
Regulators said Robert Barber failed his 'gatekeeping' duties when he conducted trades for a a man criminally convicted of fraud.
June 21, 2023
Regulators said Robert Barber failed his 'gatekeeping' duties when he conducted trades for a a man criminally convicted of fraud.
June 21, 2023
Regulators said Robert Barber, senior investment advisor for Research Capital, failed his 'gatekeeping' duties when he conducted trades for a man criminally convicted of fraud
June 21, 2023
Regulators said Robert Barber, senior investment advisor for Research Capital, failed his 'gatekeeping' duties when he conducted trades for a man criminally convicted of fraud
June 21, 2023
Regulators said Robert Barber, senior investment advisor for Research Capital, failed his 'gatekeeping' duties when he conducted trades for a man criminally convicted of fraud
June 21, 2023
Regulators said Robert Barber, senior investment advisor for Research Capital, failed his 'gatekeeping' duties when he conducted trades for a man criminally convicted of fraud