Page 5 - Bus Sec News Today

The US Securities and Exchange Commission (SEC) warned that American accounting firms need to be cautious about taking on New York-listed Chinese companies as new clients, Bloomberg reported on Wednesday. The SEC asked US firms to fully vet their clients before engaging them, the report said.

In its complaint, SEC said that crypto tokens AMP, RLY, DDX, XYO, RGT, LCX, POWR, DFX, and KROM are unregistered securities.

The US Securities and Exchange Commission (SEC) is working to get some crypto lending companies properly registered if they operate more as investment firms, the head of the Wall Street regulator told CNBC in an interview on Thursday.

Neel Maitra, formerly a fintech and cryptocurrency specialist with the US SEC, has joined Wilson Sonsini Goodrich & Rosati as a Partner in Washington DC.

The US Securities and Exchange Commission (SEC) said that it had filed fraud charges against EIA All Weather Alpha Fund I Partners LLC and its owner, Andrew M. Middlebrooks.

The U.S. Securities and Exchange Commission (SEC) said on Tuesday it will add 20 positions to its enforcement unit for crypto markets in its push to curb fraudulent activities in the hot digital space.

US’s Securities and Exchange Commission has charged Vale SA, a publicly traded Brazilian mining company and one of the world’s largest iron ore

The U.S. Securities and Exchange Commission is investigating whether recent stock sales by Tesla Inc Chief Executive Elon Musk and his brother Kimbal Musk "violated insider trading rules", the Wall Street Journal reported on Thursday, citing people familiar with the matter.

Tesla and its chief executive, Elon Musk, have escalated a battle with regulators who have scrutinized his social media posts

‘Unicorn’ firms have a huge impact and ‘absolutely no visibility’ for regulators, says SEC Commissioner Allison Lee