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Report From FINRA Board Of Governors Meeting – March 2022 - Board Approves Rulemaking Items And Use Of 2021 Fine Monies

March 16, 2022
<p><span>FINRA’s Board of Governors met on March 9-10 for the first time in 2022. The Board approved three rulemaking items and discussed a variety of topics, including technology initiatives and matters pertaining to regulatory operations.</span></p>
Robertw Cook Gary Gensler Exchange Commission Member Supervision Department Risk Monitoring Program Digital Experience Transformation
Source: mondovisione.com

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