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November 2, 2022
Welcome to the latest issue of Bracewell’s FINRA Facts and Trends, a monthly newsletter devoted to condensing and digesting recent FINRA developments in the areas of enforcement,...
November 2, 2022
Welcome to the latest issue of Bracewell's FINRA Facts and Trends, a monthly newsletter devoted to condensing and digesting recent FINRA developments in the areas of enforcement...
November 1, 2022
In first disciplinary action under Reg BI, FINRA fined broker $5,000, issued a six-month suspension from allegations broker engaged in excessive trading for outsized commissions. FINRA released Regulatory Notice 22-20 changing Sanctions Guidelines.
October 23, 2022
Title of Book: Modern Maritime Law and Practice in Nigeria Publisher: University of Lagos Press Year of Publication: 2020 Place of Publication: Lagos, Nigeria Author: Ajuzie Chizoba Osondu Pages: 473 (excluding Preliminary Pages) Number of Chapters: 12 Reviewer: Professor Paul C. Ananaba (SAN) The book, in 12 chapters, looks at topical issues in maritime regulations […]
October 20, 2022
The SEC on Oct. 7, 2022, reopened the comment period for 11 rule making proposals, one request for comment and eight Self-Regulatory Organization…
October 20, 2022
The SEC on Oct. 7, 2022, reopened the comment period for 11 rule making proposals, one request for comment and eight Self-Regulatory Organization (SRO) matters – all due to a technical error.
October 20, 2022
The SEC on Oct. 7, 2022, reopened the comment period for 11 rule making proposals, one request for comment and eight Self-Regulatory Organization (SRO) matters – all due to a technical...
September 1, 2022
Japan is one of the three leading shipbuilding nations in the world today, ranking third after China and the Republic of Korea. Japan’s merchant fleet…
August 4, 2022
A general introduction to the key features of the legal framework governing liability for international and domestic air carriage of passengers and cargo in Turkey, with particular regard to recent developments.
August 4, 2022
A general introduction to the key features of the legal framework governing liability for international and domestic air carriage of passengers and cargo in Malta, with particular regard to recent developments.