Page 40 - Chris Prentice News Today

The Federal Reserves Board of Governors on Friday said it has approved UBS Group AGs acquisition of the U.S. subsidiaries of Credit Suisse, clearing another major hurdle for the completion of the... | June 19, 2023

Stricter banking regulations would not have prevented Silicon Valley Banks sudden collapse last month, a top official at the Federal Deposit Insurance Corporation said on Wednesday, highlighting... | April 12, 2023

Credit Suisse and the U.S. Securities and Exchange Commission (SEC) engaged in a months-long debate over the severity of reporting deficiencies that led the Swiss bank to delay its annual report last month.

By Chris Prentice NEW YORK (Reuters) - Credit Suisse and the U.S. Securities and Exchange Commission (SEC) engaged in a months-long debate over the se...

Credit Suisse and the U.S. Securities and Exchange Commission engaged in a months-long debate over the severity of reporting deficiencies that led the Swiss bank to delay its annual report last... | June 19, 2023

By Chris Prentice NEW YORK (Reuters) - Credit Suisse and the U.S. Securities and Exchange Commission (SEC) engaged in a months-long debate over the se...

(Updates with background, details) NEW YORK/WASHINGTON, April 10 (Reuters) - A Goldman Sachs & Co unit has agreed to pay $15 million to settle U.S. Commodity Futures Trading Commission (CFTC) c... | Apr. 10

A Goldman Sachs & Co unit has agreed to pay $15 million to settle U.S. Commodity Futures Trading Commission (CFTC) charges that it failed to make proper disclosures and communicate fairly to swap customers, the regulator saidon Monday.

North Korea, cybercriminals, ransomware attackers, thieves and scammers are using decentralized finance (DeFi) services to transfer and launder their illicit proceeds, the U.S. Treasury Department warned on Thursday.

By Chris Prentice NEW YORK (Reuters) - A New Jersey hedge fund and its founder have agreed to pay $19.3 million to settle charges by the U.S. Securiti...