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HKTDC Lifestyle ShoppingFest Successfully Held

HKTDC Lifestyle ShoppingFest Successfully Held 03 May 2021 The HKTDC Lifestyle ShoppingFest, a brand-new public fair organised by the Hong Kong Trade Development Council (HKTDC), came to a successful close yesterday (2 May). The fair kicked off on 28 April (Wednesday) and ran over five days at the Hong Kong Convention and Exhibition Centre (HKCEC), featuring 430 exhibitors and attracting more than 55,000 public visitors. HKTDC Deputy Executive Director Benjamin Chau said: "The Lifestyle Sho...
Hong Kong Christopher Chan Richard Leung Mandy Cheung Benjamin Chau Bonjour Hong Kong

ASIC bans former Aus Unity AR over MySuper opt-outs

ASIC found that Chan prioritised his company receiving commissions over the interests of his clients. During the course of ASIC’s enquiries in 2017 and 2028, Chan failed to disclose the emails to his licensee or to ASIC. ASIC considered that Chan was not adequately trained or competent to provide financial services and that he was likely to contravene financial services law in the future. Chan had the right to appeal to the Administrative Appeals Tribunal and his banning would be recorded on ...
Christopher Chan Investments Commission Australian Unity Australian Securities Corporations Act Aon Hewett

Adviser hit with five year ban for misleading clients

Adviser hit with five year ban for misleading clients Adviser hit with five year ban for misleading clients The corporate regulator has continued its blitz on misconduct in the super space, banning a former Australian Unity adviser for misleading communications to clients around the transition to MySuper. A A In a statement, ASIC said it had banned former Australian Unity Personal Financial Services (AUPFS) authorised representative Christopher Chan from providing financial services for five ye...
Christopher Chan Australian Unity Personal Financial Services Infocus Securities Australia கிறிஸ்டோபர் சான் கவனத்துடன் பத்திரங்கள் ஆஸ்திரேலியா
Source: ifa.com.au

Former Australian Unity financial adviser banned for five years

Date Time Former Australian Unity financial adviser banned for five years ASIC has banned Christopher Chan, a former authorised representative of Australian Unity Personal Financial Services Limited, from providing financial services for five years. The banning follows an ASIC surveillance, which found that Mr Chan sent misleading and deceptive emails about superannuation to some clients in 2016. ASIC found that in doing so, Mr Chan contravened section 1041H of the Corporations Act. ASIC’s re...
Christopher Chan Infocus Securities Australia Pty Ltd Australian Unity Personal Financial Services Administrative Appeals Tribunal Financial Advisers Register Disqualified Persons

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