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FinCEN Publishes An Administrative Ruling Regarding Customer Identification Program And Customer Due Diligence Requirements For Designated Beneficiaries Of Individual Retirement Accounts - Financial Services

On March 15, FinCEN issued an administrative ruling affirming that broker-dealers must comply with CIP and CDD requirements when distributing to a beneficiary of IRA funds inherited as part of a charitable estate.
United States Gurbirs Grewal Rohit Chopra Fees Initiative Us Chamber Financial Data Exchange Global
Source: mondaq.com

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SEC Climate-Related Disclosure Rules: Highlights, Data Insights, and Key Action Items | Orrick, Herrington & Sutcliffe LLP

The SEC has finalized its long-awaited climate-related disclosure rules. The final rules are consistent with what we believe institutional investors were looking for with respect to...
Herrington Sutcliffe Task Force On Financial Disclosures Party Attestation Steering Committee Or Climate Working Group Task Force Climate Related Financial Disclosures

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