Swaps Enforcement Update: Business Conduct Standards for Swap Dealers and Major Swap Participants | Davis Wright Tremaine LLP
While the initial swap dealer enforcement actions brought by the Commodity Futures Trading Commission (CFTC) focused on swap data reporting failures, recent enforcement efforts have...
Davis Wright Tremaine Commodity Futures Trading Commission Commodity Exchange Act Compliance Department Business Conduct Standards Conduct Standards Applicable
Source: jdsupra.com