SEC And CFTC Crackdown On Use Of Personal Messaging Platforms Raises Compliance Concerns – And Opportunities - Finance and Banking
Recent disclosures by several of the world's largest financial institutions indicate that the Securities and Exchanges Commission's (SEC) and Commodity Futures Trading Commission's (CFTC) ...
Department Of Justice Investment Management Internal Investigations Teams Commodity Futures Trading Exchange Act Additional Enforcement
Source: mondaq.com