Statement Of CFTC Commissioner Dawn D. Stump Regarding Claim For Award By Claimant 1 In Connection With Whistleblower Award Determination No. 21-WB-07
<p><span>The Commission today issues a Whistleblower Award Determination based on an enforcement action that led to an Order of the Commission making findings of liability and imposing a civil monetary penalty, among other sanctions.&nbsp;&nbsp;Parallel actions were brought, based on the same misconduct, by:&nbsp;&nbsp;1) a Federal Regulator; and 2) a foreign futures authority (Foreign Regulator).&nbsp;&nbsp;The Commission is approving the Proposed Final Deter...
United States Commission Should Commission Order Commission Rule Whistleblower Program Customer Education Commission Division Of Enforcement
Source: mondovisione.com