Page 5 - Commission Under Section News Today

The Securities and Exchange Commission of Sri Lanka (SEC), the securities market regulator has prepared Rules pertaining to Market Institutions, Market Intermediaries and a Code for Collective Investment Schemes following the enactment of the new Securities and Exchange Commission Act No. 19 of 2021. These Rules which were made in terms of the powers vested...

The Securities and Exchange Commission of Sri Lanka (SEC), the securities market regulator has prepared Rules pertaining to Market Institutions, Market Intermediaries and a Code for Collective Investment Schemes following the enactment of the new Securities and Exchange Commission Act No. 19 of 2021

The US Securities and Exchange Commission (SEC or Commission) is an independent agency that investigates potential violations of the federal securities laws.

Occupational therapist complaied of feeling ill in new building but declined transfer

SEC Chair Gensler says rule could help level the playing field among firms and enhance resiliency of markets.

<p><span>The Securities and Exchange Commission today proposed two rules that would require market participants, such as proprietary (or principal) trading firms, who assume certain dealer functions, in particular those who as act as liquidity providers in the markets, to register with the SEC, become members of a self-regulatory organization (SRO), and comply with federal securities laws and regulatory obligations.</span></p>

The Executive Vice Chairman, EVC, of the Nigerian Communications Commission, NCC, Umar Garba Danbatta, has provided some insights into the development of

The Uttarakhand High Court upheld the law levying water tax on hydropower projects.

Nseobong Okon-Ekong and Chuks Okocha write that the resolve by the Independent National Electoral Commission to create and expand existing Polling Units across the country ahead of the 2023 national elections has been received with suspicion in some quarters, while the commission advances compelling reasons for the exercise The ongoing effort by the Independent National Electoral Commission (INEC) to get the understanding of all stakeholders in order to have a smooth increase in the number of P...

Wednesday, February 17, 2021 On Jan. 13, 2021, the Division of Investment Management staff (Staff) of the Securities and Exchange Commission (Commission) issued a no-action letter advising that it would not recommend enforcement action to the Commission under Section 17(f) of the Investment Company Act of 1940 (1940 Act), and paragraphs (b)-(f) of Rule 17f-2 thereunder, if certain registered management investment companies or series thereof (Funds), or their directors or officers, i...