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Cases To Know As Mass. Securities Regulator Eyes 8th Term

Massachusetts Secretary of the Commonwealth William F. Galvin, one of the most aggressive securities regulators in the country, announced Monday that he will seek an eighth consecutive term in office that's unprecedented in the state. Here's a look at some of the biggest cases of his tenure so far.
Bay State United States Boston College North Dakota Williamf Galvin Frederic Cook
Source: law360.com

Advisor James Patrick O'Connell allegedly made unsuitable recommendations

June 23 O’Connell told the office of the Secretary of the Commonwealth of Massachusetts that he decided to remain unregistered because “it was too expensive to stay registered for just seven clients,” according to the court documents. When a 69-year-old client decided to sell their house and buy a condo, O’Connell recommended taking out a 30-year variable interest rate mortgage on the new property and investing the house-sale proceeds with him. “If they do not accelerate payments, Cli...
Commonwealth Of Massachusetts United States Williamf Galvin James Patrick Oconnell William Galvin Benjamin Edwards

Massachusetts lawmakers weigh bills to expand voting access

BOSTON (AP) — Massachusetts lawmakers are weighing whether to take some of the voting changes adopted at the height of the pandemic — including the broad use of mail-in voting — and make them permanent. The state took that step and others — including expanding the use of early voting and ballot drop boxes — to help diminish the pandemic health risk of voters crowding polling locations. Many of those changes proved popular, leading to a push to write them into state law....
United States Barry Finegold Paul Diego Craney William Galvin Cynthia Creem Voter Opportunities

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